Terms and Conditions

Our custodian services are provided by Third Platform Services

http://thirdfin.com/

These are the terms and conditions that relate to the services.

Alington Ruthin Stockbrokers and Investment Management

Private Client Terms & Conditions

See attached link for full document

Final Terms Conditions

Table of Contents

Section A – General Terms

  1. Introduction
  2. Purposes of these terms
  3. Our agreement with you
  4. Client classification
  5. Your right to cancel
  6. Opening an account with us
  7. Joint accounts
  8. Company, trust, partnership, charity, association or other entity accounts
  9. Account holder liability for joint, trust, partnership, charity, association or other entity accounts
  10. Keeping us up-To-date with any changes; Information about you
  11. Instructions and Communication
  12. Risks of using email or other electronic communication
  13. Online access to your account and risks of using our website
  14. Liability for instructions
  15. Using your personal information
  16. Record keeping and recording of calls
  17. Our Anti-Money Laundering Responsibilities
  18. Anti-bribery and Corruption
  19. Disclosure of Information
  20. Our Liability
  21. Overseas Regulations
  22. Tax and Legal advice
  23. Client protection
  24. Complaints
  25. Our charges and other costs payable by you
  26. Termination
  27. Consequences of termination and charges
  28. Incapacity and power of attorney
  29. Death of a client
  30. Risk Warning
  31. Services Definition
  32. Investment Objectives
  33. Definitions of risk
  34. Basis of dealing and best execution
  35. Client Money custody arranged through us and making the client’s own custody arrangements.
  36. ISA Terms

 

Section B – Conflicts of Interest policy

  1. Overview
  2. Employee dealing
  3. Gifts and hospitality

 

Section C – Terms for administering your investments with our custodian, Third Platform Services Limited